Mr. Varun Gupta
| Address: | 620 Manukau Road, Epsom Auckland 1023 |
| Postal Address: | Po Box 29034, Greenwoods Corner, Epsom Auckland |
| Trading Name: | Finance Lab |
| Telephone Number: | 09-6250-025 |
| Mobile: | 021-1419-135 |
| Fax: | (09) 6245 271 |
| Email Address: | [email protected] |
It is important that you read this document
This information will help you to choose a financial adviser that best suits your needs. It will also provide some useful information about the financial adviser that you choose.
What sort of adviser am I?
I am a registered, financial adviser.
I am a specialist mortgage broker and insurance adviser and can provide you advice as well as transactional services relating to mortgages and insurance.
I can give you advice about category 2 financial products including:
Insurance products - Life cover, accidental death cover, family Protection, disability income protection, Trauma, living Insurance ,total permanent disability Cover, business earnings and overheads cover, mortgage protection insurance, key person insurance, medical Insurance, and fire & general cover.
Mortgage Products - Home term loans, investment term loans, revolving credit facilities, overdraft facilities, business finance, personal loans, and debt consolidation.
What should you do if something goes wrong?
If you have a problem, concern, or complaint about any part of my service, please tell me so that I can try to fix the problem .We have an internal complaint process and undertake to investigate your concerns promptly and fairly. You may contact us to make a complaint in person, by telephone, by email or in writing.
If we cannot agree on how to fix the issue, or if you decide not to use the internal complaints scheme, we are member of an independent dispute resolution scheme, operated by Financial Services Complaints Limited, which is approved by the Ministry of Consumer Affairs.
This service will cost you nothing, and will help us resolve any disagreements.
You can contact Financial Services Complaints Limited at:
Address: Po Box 5967, Lambton Quay Wellington, 6145
Telephone: 0800347257
Email:[email protected]
Website: www.fscl.org.nz
We also have Professional Indemnity Insurance and are covered up-to $2,000,000.00 by QBE Insurance (Australia) Limited.
How am I regulated by the Government?
You can check that I am registered financial adviser at www.fspr.govt.nz
The Financial Markets Authority regulates financial advisers. Contact the Financial Markets Authority for more information, including financial tips and warnings.
You can report information or complain about my conduct to the Financial Markets Authority, but in the event of a disagreement, you may choose to first use the dispute resolution procedures described above (under What should you do if something goes wrong?)
I Varun Gupta, declare that, to the best of my knowledge and belief, the information contained in this disclosure statement is true and complete and complies with the disclosure requirements in the Financial Advisers Act 2008 and the Financial Advisers (Disclosure) Regulations 2010.
Signed: ____________________
Date: _____________________
Appendix A
Client Acknowledgement:
I ____________________________________ acknowledge receipt of the disclosure statement for Varun Gupta and Futureproof Financials Limited
Signed ____________________ Date____________________
Signed ____________________ Date____________________
This information will help you to choose a financial adviser that best suits your needs. It will also provide some useful information about the financial adviser that you choose.
What sort of adviser am I?
I am a registered, financial adviser.
I am a specialist mortgage broker and insurance adviser and can provide you advice as well as transactional services relating to mortgages and insurance.
I can give you advice about category 2 financial products including:
Insurance products - Life cover, accidental death cover, family Protection, disability income protection, Trauma, living Insurance ,total permanent disability Cover, business earnings and overheads cover, mortgage protection insurance, key person insurance, medical Insurance, and fire & general cover.
Mortgage Products - Home term loans, investment term loans, revolving credit facilities, overdraft facilities, business finance, personal loans, and debt consolidation.
What should you do if something goes wrong?
If you have a problem, concern, or complaint about any part of my service, please tell me so that I can try to fix the problem .We have an internal complaint process and undertake to investigate your concerns promptly and fairly. You may contact us to make a complaint in person, by telephone, by email or in writing.
If we cannot agree on how to fix the issue, or if you decide not to use the internal complaints scheme, we are member of an independent dispute resolution scheme, operated by Financial Services Complaints Limited, which is approved by the Ministry of Consumer Affairs.
This service will cost you nothing, and will help us resolve any disagreements.
You can contact Financial Services Complaints Limited at:
Address: Po Box 5967, Lambton Quay Wellington, 6145
Telephone: 0800347257
Email:[email protected]
Website: www.fscl.org.nz
We also have Professional Indemnity Insurance and are covered up-to $2,000,000.00 by QBE Insurance (Australia) Limited.
How am I regulated by the Government?
You can check that I am registered financial adviser at www.fspr.govt.nz
The Financial Markets Authority regulates financial advisers. Contact the Financial Markets Authority for more information, including financial tips and warnings.
You can report information or complain about my conduct to the Financial Markets Authority, but in the event of a disagreement, you may choose to first use the dispute resolution procedures described above (under What should you do if something goes wrong?)
I Varun Gupta, declare that, to the best of my knowledge and belief, the information contained in this disclosure statement is true and complete and complies with the disclosure requirements in the Financial Advisers Act 2008 and the Financial Advisers (Disclosure) Regulations 2010.
Signed: ____________________
Date: _____________________
Appendix A
Client Acknowledgement:
I ____________________________________ acknowledge receipt of the disclosure statement for Varun Gupta and Futureproof Financials Limited
Signed ____________________ Date____________________
Signed ____________________ Date____________________
